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FULL-TIME FACULTY
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Joseph Franco |
Professor of Law
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| S H O R T B I O G R A P H Y |
Professor of Law, Suffolk University Law School 2003 - present; Associate Professor of Law, Suffolk University Law School 1996 - 2003; United States Securities and Exchange Commission (Washington, D.C.) - Office of the General Counsel, 1988-1996 -- Assistant General Counsel (Market Regulation 1992-1996), Special Counsel (International Litigation and Policy 1990-1992), Staff Attorney (Appellate 1988-90); Fried, Frank, Harris, Shriver & Jacobson, New York, NY, 1988-1990; Associate, 1985-1988; Law Clerk to the Honorable Caleb Wright, U.S. District Court for the District of Delaware (1984-1985)
Degrees:
BA, University of Notre Dame; MA, JD, Yale University
Bar Admittance:
NY; U.S. Supreme Court, U.S. Courts of Appeals 1st & 2nd Circuits, and D.C. Circuits, U.S.D.C. for the Southern and Eastern Districts of NY.
Subjects:
Securities Regulation; Corporations; Corporate Finance; Investment Company Regulation
| S E L E C T E D P U B L I C A T I
O N S |
Of Complicity and Compliance: A Rule-Based Anti-Complicity Strategy under Federal Securities Law,
14 U. PA. J. BUS. L. 1
(
2011
)
A Consumer-Protection Approach to Mutual Fund Disclosure and the Limits of Simplification,
15 STANFORD J.L. BUS. & FIN. 1
(
2010
)
Why Antifraud Prohibitions Are Not Enough: The Significance of Opportunism, Candor and Signaling in the Economic Case for Mandatory Securities Disclosure,
2002 COLUM. BUS. L. REV. 223
(
2002
)
The Investment Company Act's Definition of 'Security' and the Myth of Equivalence,
7 STANFORD J.L. BUS. & FIN. 1
(
2001
)
Rethinking Brokerage Rebate Arrangements: The Case for Collective Pass-Through Arrangements,
1 VILL. J.L. & INV. MGMT. 143
(
1999
)
Written Disclosure that Bespeaks Caution and Oral Misstatements by Brokers,
10 INSIGHTS 19
(
1996
)
(with Laura Leedy Gansler)
Prof. Joseph Franco 
Suffolk
University Law School
120 Tremont Street
, Suite 240-A
Boston, MA 02108-4977
t. 617-573-8152
f. 617-723-5872
e.
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Library 
